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The aim of the EU’s asylum policy is to offer appropriate status to any non-EU national requiring international protection in one of the Member States and ensure compliance with the principle of non-refoulement[1]. To this end, the EU is striving to develop a Common European Asylum System.

Legal basis

  • Articles67(2), 78and 80of the Treaty on the Functioning of the European Union (TFEU);
  • Article18 of the EU Charter of Fundamental Rights.

Objectives

The EU aims to develop a common policy on asylum, subsidiary protection and temporary protection with a view to offering appropriate status to all non-EU nationals who need international protection, and to ensure that the principle of non-refoulement is observed. This policy must be consistent with the Geneva Convention relating to the Status of Refugees of 28July1951 and the Protocol thereto of 31January1967. Neither the TFEU nor the EU Charter of Fundamental Rights provides a definition of the terms ‘asylum’ or ‘refugee’, but both refer explicitly to the Geneva Convention and its Protocol.

Achievements

A. Advances under the Treaties of Amsterdam and Nice

Under the1993 Treaty of Maastricht, previous intergovernmental cooperation on asylum was brought into the EU’s institutional framework. As the main actor, the Council was to involve the Commission in its work and inform Ϸվ about its asylum initiatives; the Court of Justice of the European Union (CJEU) had no jurisdiction on asylum matters.

In1999, the Treaty of Amsterdam granted the EU institutions new powers to draw up legislation in the area of asylum, using a specific institutional mechanism: a five-year transitional period with a shared right of initiative between the Commission and the Member States and decision by unanimity in the Council after consultation with Ϸվ; the CJEU also gained jurisdiction in specific instances. The Treaty of Amsterdam also provided that, after this initial five-year phase, the Council could decide that the normal codecision procedure should apply and that it should henceforth adopt its decisions by qualified majority. The Council took a decision to that effect at the end of2004 and the codecision procedure (now known as the ordinary legislative procedure) has applied since2005.

With the adoption of the Tampere Programme in October1999, the European Council decided that the Common European Asylum System should be implemented in two phases: the adoption of common minimum standards in the short term should lead to a common procedure and a uniform status for those who are granted asylum valid throughout the EU in the longer term.

This resulted in the ‘first phase’ of the Common European Asylum System (CEAS) from1999-2004, establishing the criteria and mechanisms for determining the Member State responsible for examining asylum applications (replacing the international/intergovernmental1990 Dublin Convention), including the European Asylum Dactyloscopy Database (Eurodac) for storing and comparing fingerprint data. It also defined common minimum standards to which Member States were to adhere in connection with the reception of asylum seekers, determined qualification criteria for international protection and the nature of the protection granted, and established procedures for granting and withdrawing refugee status. Further legislation covered temporary protection in the event of a mass influx.

In November2004, the Hague Programme called for the second-phase instruments and measures to be adopted by the end of2010, highlighting the EU’s ambition to go beyond minimum standards and develop a single asylum procedure comprising common guarantees and a uniform status for those granted protection. In the2008 European Pact on Immigration and Asylum, this deadline was postponed to2012.

B. The Treaty of Lisbon

The Treaty of Lisbon, which entered into force in December2009, changed the situation by transforming the measures on asylum from establishing minimum standards into creating a common system comprising a uniform status and uniform procedures.

This common system must include:

  • a uniform status of asylum;
  • a uniform status of subsidiary protection;
  • a common system of temporary protection;
  • common procedures for the granting and withdrawing of uniform asylum or subsidiary protection status;
  • criteria and mechanisms for determining which Member State is responsible for considering an application;
  • standards concerning reception conditions;
  • partnership and cooperation with non-EU countries.

Since the Treaty of Lisbon was adopted, Article80 of the TFEU has also explicitly provided for the principle of solidarity and fair sharing of responsibility, including any financial burdens, between Member States. EU actions concerning asylum should, if necessary, contain appropriate measures to ensure this principle is followed. The treaty also significantly altered the decision-making procedure on asylum matters, by making codecision the standard procedure. In addition, the arrangements for judicial oversight by the CJEU have been improved significantly. Preliminary rulings may now be sought by any court in a Member State, rather than just national courts of final instance, as was previously the case. This has enabled the CJEU to develop a larger body of caselaw in the field of asylum.

The Stockholm Programme, adopted by the European Council on 10December2009 for the2010-2014 period, reaffirmed ‘the objective of establishing a common area of protection and solidarity based on a common asylum procedure and a uniform status for those granted international protection’. It emphasised, in particular, the need to promote effective solidarity with those Member States facing particular pressures, and the central role to be played by the new European Asylum Support Office (EASO, currently the European Union Agency for Asylum ()).

Although the Commission had tabled its proposals for the second phase of the CEAS as early as2008-2009, negotiations progressed slowly. Accordingly, the ‘second phase’ of the CEAS was adopted following the entry into force of the Treaty of Lisbon, with a change of emphasis from minimum standards to a common asylum procedure on the basis of a uniform protection status.

C. Existing legal instruments and current reform efforts

Council پ𳦳پ2001/55/EC of 20July2001 on minimum standards for giving temporary protection in the event of a mass influx of displaced persons and on measures promoting a balance of efforts between Member States in receiving such persons and bearing the consequences thereof was developed as a framework for managing an unexpected mass influx of displaced persons and providing them with immediate protection. The aims of this directive are to reduce disparities between the policies of the Member States on the reception and treatment of displaced persons in a situation of mass influx, and to promote solidarity between Member States. It was triggered for the first time by the Council in response to the unprecedented Russian invasion of Ukraine on 24February2022 to offer quick and effective assistance to people fleeing the war in Ukraine.

With the exception of the recast , which entered into force in January2012, the other recast legislative acts only entered into force in July2013 (the ; the ; the ; and the ), which meant that their delayed transposition in mid-July2015 fell at the peak of the migration crisis. In June2014, the European Council drew up the in the area of freedom, security and justice (see Article68 of the TFEU) for the coming years, based on the March2014 and building on the progress achieved by the Stockholm Programme. These guidelines stress that the full transposition and effective implementation of the CEAS is an absolute priority.

In view of the migratory pressure since2014, in May2015 the Commission issued the (4.2.3), which proposed several measures to address this pressure, including the hotspot approach – shared between EASO (currently the EUAA), Frontex (currently the European Border and Coast Guard Agency) and the European Union Agency for Law Enforcement Cooperation (Europol) – which involves working on the ground with frontline Member States to swiftly identify, register and fingerprint incoming migrants. The hotspot approach was also meant to contribute to the implementation of the emergency relocation mechanisms for a total of 160000 people in need of international protection. The mechanisms were proposed by the Commission to assist Italy and Greece and adopted by the Council on Ի, after consultation with Ϸվ. The Council decision was later maintained in court in the .

The European Agenda on Migration also sets out further steps towards a reform of the CEAS, which were presented in two packages of legislative proposals in May and July2016 and were discussed between Ϸվ and the Council throughout the legislative term ending in May2019. However, no legislative acts were adopted during the 2014-2019 term due to the files being blocked in the Council or other specific files being put on hold due to blockages on connected files.

On 23September2020, the Commission issued the in an attempt to give a fresh start to the stalled CEAS reform.

The first of the reform proposals to be approved was on the setting up of the European Union Agency for Asylum (EUAA), replacing EASO. The EUAA was set up via , which came into force on 19January2022.

In September2022, Ϸվ and five rotating Council Presidencies signed a joint roadmap on the organisation, coordination, and implementation of the timeline for the negotiations between the co-legislators on the CEAS and the New European Pact on migration and asylum. They committed to work together to adopt the reform of the EU migration and asylum rules before the 2024 European Ϸվ elections.

The following ten legal instruments were adopted on 14 May 2024, reforming the European framework for asylum and migration management.

Brief title Reference Brief description
Reception Conditions Directive پ𳦳پ Lays down standards for the reception of applicants for international protection in Member States.
Qualification Regulation 𲵳ܱپDz Lays down standards for:
– the qualification of third-country nationals or stateless persons as beneficiaries of international protection;
– a uniform status for refugees or for persons eligible for subsidiary protection;
– the content of the international protection granted.
Asylum Procedure Regulation 𲵳ܱپDz Establishes acommon procedure for granting and withdrawing international protection pursuant to Regulation (EU) 2024/1347.
Return border procedure 𲵳ܱپDz Establishes a return border procedure. Applies to third-country nationals and stateless persons whose application has been rejected in the context of the asylum border procedure.
Resettlement Framework Regulation 𲵳ܱپDz Establishes common rules for resettlement and humanitarian admission.
Asylum and migration management 𲵳ܱپDz Sets out acommon framework for the management of asylum and migration in the EU, and for the functioning of the CEAS.
Establishes a new permanent solidarity mechanism amongst Member States. Establishes clear rules on responsibility for assessing applications for international protection.
Amending Regulation to facilitate screening
𲵳ܱپDz Amends Regulation (EU) 2019/816 establishing the European Criminal Records Information System for third-country nationals (ECRIS-TCN) and Regulation (EU) 2019/818 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration.
Screening Regulation 𲵳ܱپDz Establishes:
– the screening at the external borders of the Member States of third-country nationals who have crossed the external border in an unauthorised manner, have applied for international protection during border checks, or have been disembarked after a search and rescue operation, before they are referred to the appropriate procedure;
– the screening of third-country nationals illegally staying within the territory of the Member States where there is no indication that those third-country nationals have been subject to controls at external borders, before they are referred to the appropriate procedure.
Eurodac 𲵳ܱپDz Establishes an interoperable database to support the asylum system, help manage irregular migration and support the implementation of the Resettlement Framework Regulation and the Temporary Protection Directive.
Crisis and Force Majeure Regulation 𲵳ܱپDz Addresses exceptional situations of crisis, including instrumentalisation, and force majeure, in the field of migration and asylum within the EU by means of temporary measures.
Provides for enhanced solidarity and support measures that build upon Regulation (EU) 2024/1351 while ensuring the fair sharing of responsibility, and for temporary specific rules derogating from those set out in Regulations (EU) 2024/1351 and (EU) 2024/1348.

D. The external dimension

Adopted in2011 by the Commission, the is the overarching framework of the EU’s external migration and asylum policy. It defines how the EU conducts its policy dialogues and cooperation with non-EU countries, based on clearly defined priorities. It is embedded in the EU’s overall external action and includes development cooperation. Its main objectives are to better organise legal migration, to prevent and combat irregular migration, to maximise the development impact of migration and mobility, and to promote international protection.

The European Council and Türkiye reached an agreement in March2016 aimed at reducing the flow of irregular migrants into Europe via Türkiye. According to the , all new irregular migrants and asylum seekers arriving from Türkiye on the Greek islands and whose applications for asylum have been declared inadmissible should be returned to Türkiye. Also, for each Syrian returned to Türkiye, another Syrian should be resettled in the EU, in exchange for further visa liberalisation for Turkish citizens and the payment of EUR6 billion under the Facility for Refugees in Türkiye, until the end of2018. According to the Commission’s last of 16October2019, the statement played a key role in ensuring that the challenge of migration in the eastern Mediterranean was addressed effectively. In October2021 to ensure the full and non-discriminatory implementation of the EU-Turkey Statement of 2016, including vis-à-vis the Republic of Cyprus. The EU-Türkiye high-level dialogue on migration took place on 23November2023.

One of the key initiatives presented in the New Pact on Migration and Asylum was the promotion of tailor-made and mutually beneficial partnerships with non-EU countries in the area of migration. In July2023, the Commission signed a Memorandum of Understanding with Tunisia. In the spring of 2024, the Commission signed additional agreements with, Egypt, Lebanon and Mauritania.

On a global level, in September2016, the United Nations General Assembly unanimously adopted the , a landmark political declaration aimed at improving how the international community responds to large-scale movements of refugees and migrants and to protracted refugee situations. As a result, two global compacts were adopted in2018, for refugees and for other migrants. The New York Declaration sets out a Comprehensive Refugee Response Framework, setting out specific actions needed to ease pressure on host countries, enhance refugee self-reliance, expand access to third-country solutions and improve conditions in countries of origin to enable refugees to return in safety and dignity. Based on these four key objectives, on 17December2018, the United Nations General Assembly affirmed the .

E. Funding available for asylum policies

The main funding instrument in the EU budget in the area of asylum is the AMIF’s allocation during the previous long-term EU budget (2014-2020), which coincided with the migration crisis, was increased from EUR3.31billion to EUR6.6billion. For the current long-term EU budget for the2021-2027 period, funding has been increased again under AMIF to EUR9.9billion, inter alia in order to manage migration, asylum and integration in an effective and humane way, including financial support to Member States for solidarity shown through resettlement and relocation. Other EU funding instruments such as the European Social Fund Plus (2.3.2) and the European Regional Development Fund (3.1.2) also allocate funds, mostly to support the integration of refugees and migrants, although the share of funds allotted to them is not accounted for separately in the budget lines and thus is not clear.

Similarly, the initial2014-2020 allocation to EASO (currently the EUAA) was increased from EUR109million to EUR456million. In order to be ready to provide full operational support for asylum procedures in the future, the new multiannual financial framework (MFF) provides for a budget of EUR1.22billion for the2021-2027 period.

The Neighbourhood, Development and International Cooperation Instrument – Global Europe (NDICI – Global Europe) was established by . It brings together most of the EU’s external funding instruments that existed as separate instruments in the previous budget period (2014-2020). It amounts to EUR79.5billion and includes an indicative 10% spending target in relation to migration (a flexible incitative approach to migration).

Role of the European Ϸվ

Ϸվ has always strongly advocated for a CEAS, in accordance with the EU’s legal commitments. It has also called for the reduction of irregular migration and for the protection of vulnerable groups.

Following the Lisbon Treaty’s implementation, Ϸվ has actively participated in the adoption of new immigration and asylum-related legislation, as a full co-legislator.

Ϸվ can bring an action for annulment before the CJEU. This instrument was successfully used (see the ) to obtain the annulment of the provisions concerning the arrangements for adopting the common list of non-EU countries regarded as safe countries of origin and safe non-EU countries in Europe provided for in Council پ𳦳پ2005/85/EC.

Visit Ϸվ’s page on the EU response to migration and asylum.

[1]A core principle of international refugee and human rights law that prohibits states from returning individuals to a country where there is a real risk of being subjected to persecution, torture, inhuman or degrading treatment or any other human rights violation.

Georgiana Sandu